THIRD SEMESTERcoretheorySem 3
CAPITAL MARKETS TECHNOLOGY
CSS 3202
Syllabus
- 01Indian Capital Market
- 02Authorities Governing Capital Markets in India
- 03Market Regulation
- 04Securities Market Reforms and Regulatory Measures to Promote Investor Confidence
- 05Features of Developed Capital Market: IOSCO
- 06Overview of Depository System in India
- 07Intermediaries in the Capital Market: Merchant Bankers
- 08Registrar to an issue & Share transfer agents
- 09Underwriters
- 10Bankers to an issue
- 11Debenture trustees
- 12Portfolio Managers
- 13Stockbrokers and sub-brokers
- 14Institutional investors
- 15Foreign Portfolio Investors (FPIs)
- 16Custodians
- 17Clearing House
- 18Deeper look of capital markets
- 19Industry landscape - Roles of banks
- 20Hierarchy
- 21Asset classes - Transaction processing (Equity, Mutual Funds, ETFs, Derivatives, Government Bonds, Corporate Bonds, OTC Derivates)
- 22Retail Brokerage
- 23Wealth Management
- 24Institutional Brokerage
- 25Asset Management
- 26Custodian
- 27Prime Brokerage
- 28Market Infrastructure - Stock exchanges
- 29Central counter party
- 30Central securities Depository
- 31Share Registrars
References
- Bodie Kane, Marcus, Investments. Tata McGraw Hill, Eleventh Edition, 2019.
- Dr. Prasanna Chandra, Investment Analysis and Portfolio Management, Sixth Edition, McGraw Hill, 2021.
- Donald Fischer, J Jordan, Securities Analysis & Portfolio Management ,Seventh Edition, Pearson Education, 2018.
- Keith Brown & Frank Reily. Investment Analysis and Portfolio Management, Eleventh Edition, Cengage, 2022.
- R. P. Rustagi. Investment Analysis and Portfolio Management Latest edition, S. C and Sons, 2022.
Credits Structure
3Lecture
0Tutorial
0Practical
3Total